Securities Law
@securitieslaw.bsky.social
For inhouse counsel, CFOs, CCOs, and financial professionals: daily news and analysis covering securities law, regulation, and related legal matters.
A JD Supra law feed
https://www.jdsupra.com/law-news/securities-law/
A JD Supra law feed
https://www.jdsupra.com/law-news/securities-law/
No-Action Letter on “Group” Reporting under Section 13(d) and 13(g) for Parties to OTC Derivatives Contracts
No-Action Letter on “Group” Reporting under Section 13(d) and 13(g) for Parties to OTC Derivatives Contracts
On January 23, 2026, the staff of the Division of Corporation Finance of the U.S. Securities and Exchange Commission issued a letter in which it...
www.jdsupra.com
February 14, 2026 at 1:31 AM
No-Action Letter on “Group” Reporting under Section 13(d) and 13(g) for Parties to OTC Derivatives Contracts
Regulatory Developments in Digital Finance, February 2026 - SEC Issues Guidance on Tokenized Securities
Regulatory Developments in Digital Finance, February 2026 - SEC Issues Guidance on Tokenized Securities
On January 28, 2026, the SEC’s Divisions of Corporation Finance, Investment Management, and Trading and Markets issued a joint statement...
www.jdsupra.com
February 14, 2026 at 12:23 AM
Regulatory Developments in Digital Finance, February 2026 - SEC Issues Guidance on Tokenized Securities
Whistleblower laws: Developments and trends across Australia and the Asia Pacific
Whistleblower laws: Developments and trends across Australia and the Asia Pacific
2025 was an eventful year for whistleblower laws in Australia and APAC, with significant judicial decisions, and renewed efforts for reform in...
www.jdsupra.com
February 13, 2026 at 9:17 PM
Whistleblower laws: Developments and trends across Australia and the Asia Pacific
Access to the tax-exempt market: importance of maintaining tax-exempt status for nonprofits
Access to the tax-exempt market: importance of maintaining tax-exempt status for nonprofits
With the federal government’s increased scrutiny of nonprofit organizations and their tax-exempt status, the impact of losing tax-exempt status...
www.jdsupra.com
February 13, 2026 at 8:36 PM
Access to the tax-exempt market: importance of maintaining tax-exempt status for nonprofits
SEC and CFTC Relaunch “Project Crypto” as Joint Harmonization Initiative
SEC and CFTC Relaunch “Project Crypto” as Joint Harmonization Initiative
On January 29, the SEC and the CFTC unveiled the relaunch of “Project Crypto,” positioning the initiative as a coordinated interagency effort to...
www.jdsupra.com
February 13, 2026 at 8:13 PM
SEC and CFTC Relaunch “Project Crypto” as Joint Harmonization Initiative
Securities Class Action Trend Filings (UPDATED)
Securities Class Action Trend Filings (UPDATED)
From AI to SPACs, several trends have appeared in core filing activity in recent years. The data below is from Securities Class Action...
www.jdsupra.com
February 13, 2026 at 8:05 PM
Securities Class Action Trend Filings (UPDATED)
SEC to Start Suspending Filings with XBRL Errors in Filing Fee Exhibits
SEC to Start Suspending Filings with XBRL Errors in Filing Fee Exhibits
Last week, the SEC announced that its moving towards stricter enforcement of Inline XBRL (iXBRL) data quality as the agency will suspend filings...
www.jdsupra.com
February 13, 2026 at 7:52 PM
SEC to Start Suspending Filings with XBRL Errors in Filing Fee Exhibits
ESG Focus: UK/EU/International ESG Regulation Monthly Round-Up – January 2026
ESG Focus: UK/EU/International ESG Regulation Monthly Round-Up – January 2026
This month's ESG Regulatory Monthly Round-Up sets out updates from the UK, EU and elsewhere across the globe for January 2026.
www.jdsupra.com
February 13, 2026 at 7:24 PM
ESG Focus: UK/EU/International ESG Regulation Monthly Round-Up – January 2026
NY Attorney General brings action against former Emergent BioSolutions CEO
NY Attorney General brings action against former Emergent BioSolutions CEO
On January 15, 2026, Letitia James, the New York attorney general (NY Attorney General), filed a complaint against Robert Kramer, the former CEO...
www.jdsupra.com
February 13, 2026 at 6:59 PM
NY Attorney General brings action against former Emergent BioSolutions CEO
Tokenized Securities Under the Microscope: What Companies Should Know After the SEC’s Clarification
Tokenized Securities Under the Microscope: What Companies Should Know After the SEC’s Clarification
On January 28, 2026, the U.S. Securities and Exchange Commission’s Division of Corporation Finance, Division of Investment Management and...
www.jdsupra.com
February 13, 2026 at 6:59 PM
Tokenized Securities Under the Microscope: What Companies Should Know After the SEC’s Clarification
Winter 2026 ESG Investing Quarterly Update
Winter 2026 ESG Investing Quarterly Update
This update summarizes key recent developments regarding legislative, regulatory, litigation, and enforcement updates related to environmental,...
www.jdsupra.com
February 13, 2026 at 6:58 PM
Winter 2026 ESG Investing Quarterly Update
SDNY’s Jay Clayton Signals Aggressive Focus on Prediction Markets, Crypto, and Corporate Cooperation
SDNY’s Jay Clayton Signals Aggressive Focus on Prediction Markets, Crypto, and Corporate Cooperation
At the Securities Enforcement Forum New York 2026, held on February 5, U.S. Attorney for the Southern District of New York (SDNY) Jay Clayton...
www.jdsupra.com
February 13, 2026 at 5:55 PM
SDNY’s Jay Clayton Signals Aggressive Focus on Prediction Markets, Crypto, and Corporate Cooperation
Profit distribution and the role of private equity in the healthcare sector in the Netherlands
Profit distribution and the role of private equity in the healthcare sector in the Netherlands
For several years the distribution of profit within the Dutch healthcare sector has been the subject of public and political debate. The...
www.jdsupra.com
February 13, 2026 at 5:41 PM
Profit distribution and the role of private equity in the healthcare sector in the Netherlands
Hughes Hubbard Secures Complete Dismissal for Maxeon Solar Technologies
Hughes Hubbard Secures Complete Dismissal for Maxeon Solar Technologies
Hughes Hubbard successfully represented Maxeon Solar Technologies and two of its former senior executives, achieving a complete dismissal in a...
www.jdsupra.com
February 13, 2026 at 4:44 PM
Hughes Hubbard Secures Complete Dismissal for Maxeon Solar Technologies
How to Tokenize Securities: SEC Staff Provides a Taxonomy of Different Approaches
How to Tokenize Securities: SEC Staff Provides a Taxonomy of Different Approaches
On January 28, 2026, staff of the SEC Divisions of Corporation Finance, Investment Management, and Trading and Markets issued a joint statement...
www.jdsupra.com
February 13, 2026 at 4:44 PM
How to Tokenize Securities: SEC Staff Provides a Taxonomy of Different Approaches
Crypto Brief - Lowenstein Crypto Newsletter - February 12, 2026
Crypto Brief - Lowenstein Crypto Newsletter - February 12, 2026
On Feb. 11, Securities and Exchange Commission (SEC) Chairman Paul S. Atkins testified before the U.S. House Financial Services Committee...
www.jdsupra.com
February 13, 2026 at 3:08 PM
Crypto Brief - Lowenstein Crypto Newsletter - February 12, 2026
Drilled Too Deep: Where Operational Insight Ends and Insider Dealing Begins
Drilled Too Deep: Where Operational Insight Ends and Insider Dealing Begins
On 19 December 2025, the Financial Conduct Authority (FCA) imposed a fine of £309,843 on Mr. Russel Gerrity, an experienced petrophysical...
www.jdsupra.com
February 13, 2026 at 2:23 PM
Drilled Too Deep: Where Operational Insight Ends and Insider Dealing Begins
Individual Accountability: Jay Clayton’s Enforcement Continuity
Individual Accountability: Jay Clayton’s Enforcement Continuity
Recent remarks by Jay Clayton, United States Attorney for the Southern District of New York (SDNY), continue to emphasize Clayton’s priority on...
www.jdsupra.com
February 13, 2026 at 2:16 PM
Individual Accountability: Jay Clayton’s Enforcement Continuity
A New Era for UAE Federal Securities Regulation: The 2025 CMA Decree-Laws
A New Era for UAE Federal Securities Regulation: The 2025 CMA Decree-Laws
The UAE has entered a new stage in the development of its capital markets regulatory framework. On January 1, 2026, two landmark laws came into...
www.jdsupra.com
February 13, 2026 at 2:14 PM
A New Era for UAE Federal Securities Regulation: The 2025 CMA Decree-Laws
CSA Finalize Amendments to Modernize Investment Fund Continuous Disclosure
CSA Finalize Amendments to Modernize Investment Fund Continuous Disclosure
The Canadian Securities Administrators (“CSA”) have published final amendments and changes to modernize the continuous disclosure regime for...
www.jdsupra.com
February 13, 2026 at 2:33 AM
CSA Finalize Amendments to Modernize Investment Fund Continuous Disclosure
SEC Commissioner Mark T. Uyeda Signals Possible Shifts in Executive Compensation Disclosure
SEC Commissioner Mark T. Uyeda Signals Possible Shifts in Executive Compensation Disclosure
In recent remarks at the 53rd Annual Securities Regulation Institute (transcript available here), SEC Commissioner Mark T. Uyeda signaled a...
www.jdsupra.com
February 13, 2026 at 2:24 AM
SEC Commissioner Mark T. Uyeda Signals Possible Shifts in Executive Compensation Disclosure
Treasury Clearing Update
Treasury Clearing Update
In recent remarks, Commissioner Uyeda provided an update on the Securities and Exchange Commission’s progress toward implementation of the...
www.jdsupra.com
February 13, 2026 at 1:05 AM
Treasury Clearing Update
SEC Issues Guidance On Tokenized Securities And Related Developments
SEC Issues Guidance On Tokenized Securities And Related Developments
The US Securities and Exchange Commission (SEC) released a joint statement on January 28, 2026 clarifying the application of federal securities...
www.jdsupra.com
February 12, 2026 at 7:53 PM
SEC Issues Guidance On Tokenized Securities And Related Developments
Investment Advisers Agree To Censure, Modest Fine Over Improprieties In Advisory Agreements
Investment Advisers Agree To Censure, Modest Fine Over Improprieties In Advisory Agreements
Last month, two large, affiliated investment advisory groups reached a settlement with the Securities and Exchange Commission (SEC) over...
www.jdsupra.com
February 12, 2026 at 7:49 PM
Investment Advisers Agree To Censure, Modest Fine Over Improprieties In Advisory Agreements
FCA Publishes Further Information on Its Approach to the UK’s New Cryptoasset Regime
FCA Publishes Further Information on Its Approach to the UK’s New Cryptoasset Regime
The FCA has released new guidance to help cryptoasset firms prepare for the UK’s incoming regulatory framework - another step in the FCA Crypto...
www.jdsupra.com
February 12, 2026 at 5:41 PM
FCA Publishes Further Information on Its Approach to the UK’s New Cryptoasset Regime